Financial Advisory

Strategic Assessment

Our Financial Advisory Services provide strategic assessment, knowledge and experience that assist firms in identifying, planning, developing, managing, negotiating and executing optimal capital transactions. 

Our advisory services for emerging and underperforming firms provides deep and diverse experience delivered in a time sensitive and cost effective manner.

Assisting Emerging or Underperforming Firms in Developing Capital Strategies

Financial advisory engagements can dramatically assist emerging or underperforming firms in developing capital strategies. Once multiple viable strategies are mutually identified and determined with the client, our firm can assist in the strategy development and implementation steps:

  1. Develop client strategic options (new capital, merger, acquisition, recapitalization, debt restructuring, or the sale/divestiture of a business or business segment)
  2. Assess the viability and probable outcomes of potential corporate transactions
  3. Develop targeted capital markets access for clients to those sources of private and institutional capital (banks, asset-based lenders, specialty finance lenders, subordinated debt lenders, equity funds, buyout funds, and venture capital funds) that best fit the long-term client objectives
  4. Develop an “auction market” for the transaction with identified sources to assure the best financial outcome for the client. Particular attention is placed on obtaining capital from those sources which best represent “patient” capital and/or bring the best partnership to the transaction.

Oak Capital Group assists Clients in assessing the “deal” motivations and market tendencies of all prospective capital sources,
develop and manage the due-diligence process and/or action plan associated with corporate transactions, and assist in the assessment, negotiation and closing terms for the optimum financial outcome of each transaction.

Oak Capital Group can provide specific services to achieve the best financial outcomes

Financial Advisory

  • Strategic Growth/Capital Review
  • Strategic Capital Review/Planning
  • Private Placement Advisors
  • Merger and Acquisition Advisors
  • Debt Refinancing
  • Debt Restructuring (Specific creditors)
  • Financial Restructuring (All creditors)
  • Divestiture Advisory
  • Refinancing and Capital Acquisition
  • Investor Due-diligence
  • Lender Due-diligence
  • Viability/Solvency Analysis
  • Field Audits

Restructuring Advisory

  • Business Reorganization
  • Trade Creditor Composition Plans
  • Turnaround Financing
  • Corporate Financial Consultant
  • Retail Management Consultant
  • Distribution Management Consultant
  • Manufacturing Management Consultant
  • Supply Chain Consultant
  • Turnaround Management
  • Turnaround Investor
  • Bridge Services (Secured Party Sales)
  • Going-concern sales
  • Going-concern and liquidation-value modeling

Bankruptcy Advisory

  • Chapter 11 Bankruptcy Reorganization
  • Chapter 11 Reorganization Advisors
  • Bridge Services (363 Sales)
  • Liquidation Mitigation
  • Liquidations and Wind-downs
  • Lease Mitigation
  • Lease Terminations
  • Litigation Support
  • Insolvency and Bankruptcy Support Services
  • State Receiverships, Responsible Party Appointments and Estate Trustee Roles
  • Expert Witness Testimony
  • Forensic Accounting and Fraud Analysis

Industries We Serve

Business Services

  • Business Software
  • Environmental
  • Financial Services
  • Graphics
  • Internet Services
  • Jewelry Inventory Systems
  • Retail Management Software
  • Supply Chain Management
  • Transportation
  • Wholesale Lenders
  • Alternative Energy
  • LFG to Energy Projects
  • Performance Contracting
  • Local Distribution Companies (LDC’s)
  • Project Finance


  • Jewelry
  • Apparel
  • Electronics
  • Footwear
  • Sporting Goods
  • General Consumer Products
  • Consumer Product Distributors
  • Consumer Product Manufacturers


  • Consumer Products
  • Commodity Products
  • Building Products
  • Industrial Equipment
  • Capital Goods